Broker Check


HarborView Capital Management LLC is an independent fee-only State of Connecticut registered investment advisory firm located in South Norwalk, Connecticut.  All information contained herein is for informational purposes only and does not constitute a solicitation or offer to sell securities or investment advisory services. Such an offer can only be made in states and/or international jurisdictions where HarborView Capital Management LLC is either registered or is a Notice Filer or where an exemption from such registration or filing is available. New accounts will not be accepted unless and until all local regulations have been satisfied. This presentation does not purport to be a complete description of our performance or investment services. 

Past performance does not guarantee future returns, investments may increase or decrease in value and you may lose money. 

HarborView Capital Management LLC employees buy and sell shares of the companies that are recommend for client accounts. 

Our company is built around the belief that our customers' needs are of the utmost importance. We are committed to building long term relationships by providing clients with communication, transparency, liquidity and performance.  Our entire team is committed to meeting those needs. As a result, a high percentage of our business is from client referrals.  

CONFIDENTIALITY: All Client information is considered strictly confidential and will not be divulged, except as required by law or with specific authorization of the Client. We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or service comply with federal standards to guard your nonpublic personal information. Our employees are bound by a strict confidentiality agreement. Any violation of that agreement would result in the prompt termination of employment with our firm.

For a copy of our ADVII please contact us.